issuer’s website and submit such information to the SEC by the following day after the final rating is obtained. Where the final rating differs from the expected rating, the issuer must clearly disclose, and
participating in the SET’s JUMP+ Program and having obtained a CGR score of 90 or higher, or an equivalent rating, are designated as sustainability securities eligible for investment by Thai ESG. The revision is
having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective date of this notification, shall continue to engage
from service provider. Clause 11. Securities company having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective
Jeeranan obtained or possessed inside information related to the operating results from the fourth quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Warot’s
exercise of warrants, provided that the resolution is obtained no more than one year prior to the date of filing an application under Clause 5; (3) in cases where the applicant is a listed company wishing to
who shall work full-time for the audit firm. As for the certified public accountants, the following conditions shall also apply: 5 (a) in cases where the audit firm has an auditor who has obtained or is
identification of clients and the beneficial owners of derivatives traded by clients in accordance with the information obtained from members. Such identification may be recorded in the form of Identification Card
for 3.05 million baht. The incomes obtained from logistics service charge and gross profit are slightly increased from the same period of the previous year but the net profit of the same period of the