and established under the approval of, and registration with, the SEC Office with the objective to promote and develop securities businesses in the category of investment management. Clause 2 This
of investment in such securities; “general advice” means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice
. (Translation) -3- “general advice”5 means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice
without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice given to any person that suitable to investment objective, financial status
supervision of securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best
securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of investors based
country that is a collective investment scheme, whether in the form of a company, trust, or any other form; (2) a fund established under the laws of a foreign country of which the main objective is to make
specified period, the CIS operator may request a waiver of such reporting according to the procedures and methods specified in the Licensing Manual for the Public. In any case, the CIS operator shall submit
disclosed publicly via SETLink by 11 July 2025*. Nevertheless, JKN made a request for an extension of submission deadline of the rectified financial statements and related reports, due to the necessity of