fund” means any open-end fund and closed-end fund; “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Connected person
private fund; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any securities company licensed to undertake
Notification, “Fund” means any mutual fund or private fund; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any
2005. Notified this 23th Day of November 2004. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Risk Disclosure
statement that contain the minimum aspect of disclosure as set out under the guideline attached hereto. (Translation) -2- Clause 3. This Notification shall come into force as from 1 April 2005. Notified this
as from 1 April 2005. Notified this 23th Day of November 2004. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission
companies to apply to such operating control: Clause 1 In this Notification: “ securities company ” means a company licensed to undertake securities business in the category of securities brokerage or
companies to apply to such operating control: Clause 1 In this Notification: “securities company” means a company licensed to undertake securities business in the category of securities brokerage or