only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF
the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and
Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange
account, bond dealing, private repos and other investments. The Company’s DW business was significantly impacted by the extreme volatility of the Thai stock market during March 2020. The Company is a market
initiative in collaboration with partners in Thailand. SET is committed to increasing women’s participation in the capital market, particularly among listed companies, by collaborating with agencies that
1,184 million baht are from increasing in market price in investment of 2.2 baht/share from 19.30 baht/share to 21.50 baht/share. • Account receivables increase 64 million baht mainly are from G-G
averaging (DCA) investment scheme. Those who are interested to join the campaign can start with the opening of a mutual fund account, making initial investment of 5,000 baht or more, joining the monthly
market; (6) The amount and type of asset exceeding the amount of the maintenance margin. Clause 6. Derivatives broker shall prepare the confirmation statement, the evidence of margin call and the account
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
shares into an account in amounts disproportionate to the customer’s stated income; customers borrowing substantial sums to invest despite having limited registered capital; or customers receiving