Standards of Conduct ______________________ By virtue of: (1) Clause 3(2) of the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of
. Details of the applicant (pursuant to Clause 7 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting of Approval
on Life Insurance and the Notifications issued under such law; The terms, “fund manager” and “investment analyst” shall have the same meaning as defined in the Notificaton of the Capital Market
reference. PAGE 4 Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional
reference. Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors
and Offer for Sale of Securities. In this regard, the consideration shall mainly involve REIT manager. 27 Added by the Notification of the Capital Market Supervisory Board No. Tor Jor. 18/2558 Re
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trust manager under Paragraph 1 shall be those approved by the Office, including those undergoing the process. 3 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re