10 November 2017 Subject: Management Discussion & Analysis for 3th quarter ending 30 September 2017 (Rev1) To: The President The Stock Exchange of Thailand Harn Engineering Solutions Public Company

(Translation) LEE 08/2019 9 August 2019 Subject : Management Discussion and Analysis for the second quarter ended June 30, 2019 To : President of The Stock Exchange of Thailand We submit herewith the

market regulatory agency;  (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant

, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do

At the joint meeting held at the SEC Building yesterday, the SEC led by Secretary-General Pornanong Budsaratragoon and the management, and the ASCO led by Chairman Pichet Sithi-Amnuai, directors and

therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide

provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities

Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

and provide data for systemic risk management. The data must be kept for at least five years from the transaction date;              2. A derivatives broker may become a debtor by judgment or a