public accountant 2. Applicant’s biodata and details 3. Certification from the leader of the audit firm 4. The audit firm’s information and relevant details 5. The audit firm’s certification and consensus
ดังนี้ (1) Dr. Ernest Kan, Chief Advisor of Capital Markets China, Singapore Exchange (2) Krishnamra Wilasinee, Partner, Deloitte Thailand และมี Tay Hwee Ling, Disruptive Events Advisory Leader
with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the
through Rinnapa?s account by executing trading orders in inappropriate manners.The acts of Lalana, Sippakorn and Rinnapa were considered contravention of Section 243 (1) in conjunction with Section 244 and
being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares. Somchai?s offense was in violation of Section 243 (1
amount of 37,849.00 Baht SEC Act (the fifth amendment) Section Section 242(1), in conjunction with Section 243(1), and Section 297, paragraph two and in conjunction with Section 90 of the Criminal
every page by the leader of the audit firm and authorized signatory of the audit firm. Department of Business Development 3) Certification of the Applicant via SEC Office Online Form Original: 1 copy
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 30. The auditor under Section 28 shall be a certified public auditor approved by the SEC Office and shall not be a shareholder, a beneficial
Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second