suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any
also proactively cooperated with all related agencies so as to prevent future occurrences of this kind.”Mr. Kulvech Janvatanavit, Chief Executive Officer (CEO) of the Thai Institute of Directors
㈎Ȏ㈎∎Ў㜎ᤎ⬎ᤎ䠎✎∎┎ᜎ㠎ᤎ䌎ᤎ┎ㄎĎ⤎ጎ『椀渀 欀椀渀搀숀 ทั้งในช่วง IPO และหลัง IPO (ข้อ 42/4 ของประกาศที่ สน. 23/2547”) ประกาศเดิม (1) ในช่วงการเสนอขายครั้งแรก (IPO) อนุญาตให้ in kind ระหว่างบริษัทจัดการกับ
ETF มาชำระให้บริษัทจัดการ (in-kind creation) แบ่งตามกรณี PD/MM ดังนี้ (ก)
Placement) (Attachment 4)) (“Allocation of Convertible Debenture”) For the consideration of the acquisition and acceptance of the SUTGH’s entire business transfer instead of cash payment (Payment in Kind
Foreign ETF deemed as Securities not Subject to Provisions on Public Offering of Securities 24/12/2010 16/01/2011 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12
7. Notification of the Office of the Securities and Exchange Commission SorNor. 28/2549 Re: Investment and Holding for Assets of a Fund (Synopsis) 8. Report/Form (Notification of Securities and
/2005 01/11/2005 2. Notification of the Securities and Exchange Commission 37/2548 (Synopsis) 13/09/2005 01/11/2005 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553
(Payment in Kind) with a total value of THB 460,000,000 (Allocation of Shares and Allocation of Convertible Debenture collectively as “Securities Allocation Transaction”) (Entire Business Transfer
the acquisition and acceptance of the SUTGH’s entire business transfer instead of cash payment (Payment in Kind) with a total value of THB 460,000,000 (Allocation of Shares and Allocation of Convertible