. By committing such act which gained him more than 42 million baht in benefits, {A} was deemed to have performed duties dishonestly. In addition to him, {B} and {C} were also involved in the act as
management to general public. Their activities involved advertisement, general solicitation and distribution through website www.sdc.us.com.The SEC?s probe revealed that Seandar Inc. and Matthew operated
emphasis on sufficient information on offered products and services for investors? understanding and investment decision; particularly characteristics, return payment conditions, and the risks involved, not
economic growth of ASEAN countries and connectivity with China and India. We urge all parties involved to join force and one way to make them happen is through investment in infrastructure fund,? said SEC
maker will take more roles during call market to reduce price volatility. ?The SEC and AIMC closely monitor the incident to seek appropriate solution, particularly on the matter involved with investor
Office to visit and inspect the audit firm with which the applicant is affiliated or any other establishment necessary for the consideration of the application for approval, the applicant shall be
trading. B. Entities Providing Liquidity. 1. If any entities have made a firm commitment to act as intermediaries for the Debt Securities in secondary market trading, such as market makers providing
Office that: (1) the applicant’s business is not involved in any illegal activities either under Thai or foreign law; (2) the offering specified in the application may be legally made under the laws and
made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity through bid and offer rates, disclose the name and address of
://www.kgieworld.co.th -Attachment 1- Summary of Information Memorandum On connected transaction by KGI Securities (Thailand) Public Company Limited 1. The date on which the transaction occurs and Parties involved 1.1 The