into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the

of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year

Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he

Bangkok, April 29, 2011 - The SEC has filed another criminal complaint against {A}, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation

Department of Special Investigation (DSI) on December 28, 2010 against Sagha for manipulating FOCUS-IFEC-RCI share prices as well as Nongluck and Adirek as aiders and abettors who helped arrange trading

will proceed with an investigation by the inquiry official, prosecution by the public prosecutor, and adjudication by the court of justice, respectively. In this regard, the SEC will monitor the

legal action. Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, prosecution by the public prosecutor, and

Following a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, the findings revealed offenses committed by the 14 offenders, consisting of 12 co-principals

Company Limited and its subsidiaries had the operation results for the nine-month period ended September 30, 2019 with the following details: unit: THB million 2019 2018 Change (THB million) Change

: Million Baht) 3 Months Change % Change 2 / 5 Operating results by business for the three-month period ended 30 June 2020 • Increase in gross profit was mainly derived from the following reasons: 1