from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
customers with integrity, honesty, quality, fairness and equality. In a case that a digital asset business operator will outsource other parties, the business operator is required to follow the notification
operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the
clients’ assets, follow the current regulations on holding shareholders’ equity as the capital requirement.SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing
and digital assets. If a violation of law is found, further legal proceedings will follow,” added SEC Secretary-General Rapee. -----------------------------
securities trading account on 4 March 2016 and 18 April 2016, and proceeded to purchase PERM shares in other securities trading accounts, as follow: - Miss Natthaporn Yongwongpaiboon's account on 5
account on 4 March 2016 and 18 April 2016, and proceeded to purchase PERM shares in other securities trading accounts, as follow: - Miss Natthaporn Yongwongpaiboon's account on 5 April 2016, 18-20
Community. Additionally, OKX was assisted or facilitated to OKX in publicize its services and promotion by 9 individuals as follow : (1) Mr. Sarun Boonmesrisanga via Facebook Fanpage : ลองลงทุน, Youtube