showing the amount of funds or assets per unit to be returned to the unitholders. Additionally, the liquidator is required to send copies of the financial statements to the unitholders or publish them on
meeting for the consideration of the business rehabilitation petition. This incident played a role in the resignation of some JKN directors. In this regard, JKN explained that the decision not to send a
the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
fund) instead of the whole master fund. This policy-based calculation will also apply to investment in assets of the employer and companies in its group; (2) Investment in units of mutual fund
account to the client every time after the trade date. {B}, however, agreed to make reparations to the client.In performing their duties, investment consultants can send trading orders only when obtaining
trading decisions on the client?s behalf with internet trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client?s account of
trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client's account of approximately 600,000 - 700,000 baht. Since then, his client told
the offer within six months and (ii) taking any action which is different from those stated in the tender document within one year. 3. Any person acquiring shares that reach or exceed any