Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory
Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox
Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 19/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 19/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided
therein being that such person shall be registered as a qualified fund supervisor – for the benefit in considering the registration of such qualified fund supervisor, the Office of the Securities and
the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of
Notification shall come into force as from 1 December 2012. Clause 2 In this Notification: “REIT Manager” means a person specified in a trust instrument as the manager of REIT with the authority and duty to