investment decisions. Investor education, market discipline and stakeholder participation are also emphasized apart from supervision and enforcement.Mrs. Sirivipa Supantanet, SEC Assistant Secretary?General

securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required

กดั ชื่อ ตาํแหน่ง ลายมือชื่อ นางสาววภิารตัน์ เสรจ็กจิ Deputy Managing Director, Head of Product Management -รา่ง-

(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section

)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch

outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105

รับฟังสัมมนากว่า 500 ราย เมื่อวันที่ 28 พฤษภาคม 2568 บุคคลในภาพTim Chan, CFA, Head of Sustainability Research, Asia Pacific, Morgan StanleyVerity Chegar, ISSB MemberSammie Leung, Partner, Regional ESG

(left to right):1. Mr. Nader Shwayhat, Global Head, Bloomberg Integrated Compliance, Analytics, and Directory Solutions, Bloomberg L.P.2. Mr. Grant Vingoe, CEO, Ontario Securities Commission3. Ms. Jomkwan

. Aphinya Siranart, UNDP Head of Exploration, and Ms. Suparnee Pongruengphant, UNDP Gender Equality and Social Inclusion Advisor. The session concluded with a presentation on “Overview of Sustainability

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the SEC Complaint Center, took part in a discussion on the topic