derivatives trading orders placed by customers shall be kept for at least three months from the date on which the advice is given or the order is placed, as the case may be. However, should there be any
to customers and derivatives trading orders placed by customers shall be kept for at least three months from the date on which the advice is given or the order is placed, as the case may be. However
. “ qualified liabilities ” mean: (1) liabilities which are secured with collateral placed by the securities company and are not under the condition allowing the creditor to call for prepayment before the
which are secured with collateral placed by the securities company and are not under the condition allowing the creditor to call for prepayment before the maturity date, only in the portion of liabilities
operational risk management. 2.2 Risk Management KBank has placed an emphasis on comprehensive risk management such as credit risk, market risk, liquidity risk, operational risk, digital risk and strategic risk
agencies for mutual funds, securities registrars; 6. Head Front/Investment (deputy managers or equivalent positions/assistant managers or equivalent positions/ departmental directors or equivalent positions
หรือผู้ปฏิบัติงานที่มีหน้าที่ควบคุมดูแล เช่น กรรมการ ผู้จัดการ ผู้จัดการสาขา Head Front/Back/Risk/Compliance Fund Manager เป็นต้น 3. หลักการลงโทษผู้บริหาร ใช้หลักการเดิม โทษของผู้บริหาร สูงกว่า โทษของ
café 202.52 96.80 171.51 97.37 18.08 399.80 97.33 325.45 97.46 22.85 2. catering/ OEM/ sale via head office 3.46 1.65 2.45 1.39 41.22 5.61 1.37 4.71 1.41 19.11 Total sales 205.98 98.46 173.96 98.76 18.41