internationally. This includes accelerating information exchange, monitoring suspicious transactions, expanding investigative actions, and linking in‑depth information on identity, behavior, and fund flows
auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms
March 21, 2024, Stock Exchange of Thailand (SET) notified NUSA to clarify on the discrepancy of information regarding the Board of Directors’ meeting as SET had been informed that the meeting which was
value the issue of human rights and be able to integrate human rights into their business operations as appropriate. SEC anticipates that listed companies will be ready to disclose information
information relevant to the transaction, which may affect the rights and interests of shareholders or investors’ decision‑making.Accordingly, pursuant to Section 58(2) of the Securities and Exchange Act B.E
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on JKN in a case relating to publishing false or misleading information about JKN, requiring payment totalling
guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and
has partnered with SET, the Association of Provident Fund (AOP), and the Association of Investment Management Companies (AIMC) to officially launch the program “Happy PVD Company”, which promotes and