the SEC’s supervision. Under the new rule, which will become effective from 1 October 2022 onwards, the qualifications of such investors are amended to incorporate an aspect of adequate financial
, Chulalongkorn University noted: “Faculty of Law, Chulalongkorn University realizes the importance of PDPA by continuing develop the practical guideline for three consecutive year which now known as TDPG3.0
อำนาจ ก.ล.ต. ในการกำหนดแนวทาง (guideline) ในรายละเอียดเกี่ยวกับการพิจารณากรณีที่เป็นการฝ่าฝืนกฎหมายอย่างร้ายแรง หรือมีผลกระทบอย่างร้ายแรงและมีนัยสำคัญได้นอกจากนี้ การปรับปรุงเกณฑ์ดังกล่าว จะบังคับใช้กับ
inappropriateness with conditions of such intermediary ’s business; (c) is not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the
not necessary for some types of capital market products; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct appropriate
and introducing provisions for Digital Infrastructure Main Operator; (2) Supervision of Securities and Derivatives Business Operators: revising regulations for major shareholders of business operators
1. Ms. Sucha Boonyanate, currently Assistant Secretary-General for the Legal Division, will serve as Deputy Secretary-General overseeing the Fundraising Division and the Accounting Supervision and
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the