are eligible to invest in the existing Thai ESG funds and benefit from the new tax benefits right away. The SEC will coordinate with relevant parties to ensure convenience and make necessary
SEC initiated the regulatory guillotine scheme with the key objectives of streamlining procedures, processes and documents required to be submitted to SEC and revising or repealing the existing
, connected transaction, omission of the dividend payment, issue of warrants to existing shareholders by way of rights issue, the allotment of new shares to reserve for the exercise of the warrants and the
and 2 attached herewith. The OFAR system will be available for a test run during 1-30 December 2016. Thereafter, intermediaries will be required to submit their daily status report via OFAR, starting
ความเสี่ยงสูงหรือมีความซับซ้อน เช่น (2.1) ให้ข้อมูลเพื่อให้ลูกค้าเข้าใจลักษณะและความเสี่ยงของตราสาร รวมทั้งมีการเตือนถึงความเสี่ยงที่เกี่ยวข้อง (2.2) จัดให้มีการทดสอบความรู้ของลูกค้า (knowledge test
characteristics and risks of the products, as well as to warn about relevant risks; (2.2) To provide a knowledge test for investors regarding NC bond that mature upon company dissolution, prior to their
Cybersecurity Law, such as Vulnerability Assessment and Penetration Test, etc.; and (6) Revising the third-party management provisions by extending the scope to include IT service providers or business partners
an emphasis on key warnings, and (2) requiring a test of investors’ knowledge before first-time investment to assess investors’ investment suitability, which can be used as a tool for the seller to