sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially

public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal

after falling victim to scams. The SEC also coordinated with social media platform providers to block accounts suspected of fraudulent investment content. The public should exercise caution and stay

e-service Online Submission See canceled document Securities Brokerage Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Securities Underwriter Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification

e-service Online Submission See canceled document Securities Dealer Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

จาํหน่ายหนงัสือพ๊อคเก็ตบุ๊กและการต์นูอิเลก็ทรอนิกส ์(E-Books) ทีเพิมมากขนึ 2. ตน้ทนุและคา่ใชจ้่ายสาํหรบังวดเกา้เดือนของปี 2563 รวม 78.77 ลา้นบาท หรอืเพิมขนึรอ้ยละ 162.3 เมือ เทียบกบัช่วงเดียวกนัของปี

Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control