person having shareholders? equity at the minimum of 100 million baht or securities investment at the minimum of 20 million baht.As AI is deemed sophisticated investors with higher risk-taking capability
investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information leading
example, equity, debt securities, mutual funds or derivatives. Investors may also use the information set filled in the single form to open more investment accounts with other service providers. Currently
Following the approval for crypto ETF establishment and trading on the US stock exchanges, a number of Thai investors show investment interest in such product. Securities companies are allowed to
In the absence of such terms and conditions in the trust deed, the Trust for Transactions in Capital Market Act B.E.2550 (2007) stipulates that the resignation, dismissal and appointment of trustees shall be made in accordance with the rules and regulations specified by SEC and that trustees are permitted to charge for expenses incurred in making copies of documents as required by the SEC. SEC has therefore drafted the rules and regulations on the matters including the rule on collection...
Department – Equity 1, delivered a lecture on the SEC’s roles, investment principles, and risk management at Chiang Rai Rajabhat University, Chiang Rai Province.
and Performance of Companies; Integrating Climate-Related Risks and Opportunities into Equity Analysis and Valuation.” The training aimed at promoting investment analysts’ knowledge and understanding of