public offerings of two issuing companies concerning filing of application for approval for public offering of shares, registration statement, and draft prospectus (filing).Akekajak failed to perform due

clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the

Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Reported by

materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of

(6) Mr. Tanyapisist Saprod and (7) Miss Metta Poking jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and

. Revenue from sales of goods and rendering of services was THB 43,070 million, a decrease of 14% QoQ mostly be attributed to petroleum related business. The company was affected by the significant decline in

, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana

investment consultant of Krungsri Securities. In addition, the SEC suspended {D}, a former capital market investment consultant of Krungsri Securities, for failure to perform her duty in compliance with the

directors to perform their duties for another term as follows: 1) Mr. Pichai Chunhavajira (Independent Director) 2) Mr. Krisada Chinavicharana (Independent Director) 3) Mr. Teerapong Wongsiwawilas

decrease its paid-up capital by way of canceling the listed shares which cannot be disposed of. The buyback of shares, the disposal of the shares bought back, including the determination of number, offering