Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________ Clause 13 Repealed. Clause 13/1 The derivatives broker
accordance with the criteria prescribed and notified by the SEC Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________
enhance risk management effectiveness. Board of Directors Risk Management and Control Units Enterprise Risk Management Division Customer and Enterprise Service Fulfillment Division KASIKORN BUSINESS
additional requirement for compliance by the applicant. Chapter 4 Conditions for approval _______________________ Division 1 General provisions _______________________ Clause 22 An approved person under
____________________ Division 1 Application for and Granting of Approval of Financial Advisor ____________________ Clause 46 Any person wishing to become a financial advisor may apply for an approval with the SEC Office
stream of rental income for REIT by explaining overview of business such as demand and supply of business in which the asset is located; 7 3.2 explain marketing policy and competitiveness of invested
offering convertible bonds at lower market price by explaining [i] worthiness of the benefit that the company is eligible to receive in comparison of the difference between offering price of convertible
actions taken were as follows: Board of Directors Risk Management and Control Units Enterprise Risk Management Division Approve risk appetite and all risk management policies and guidelines Oversee
sincerely, Signed (Mr. Prakobkiat Ninnad) President Investor Relations Division, Finance and Accounting Department, Tel 0-2834-8914, Fax 02-834-8931