service providers and keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act

depository service providers (3rd Party Custodian) and keep customers' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) in the proportion

wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No

, digital wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee

the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities

Consolidated net loss for the period (Q1) amount -4.57 million compare with the same period (Q1) for the last year amount -2.80 because the Company Cost of Market Development of Expanding the customer base and

22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18

strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk

Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD), and (7) providing suitability test for retail investors. The SEC also seeks public comments on shelf filing whereby a series of fundraising

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the