To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
auditor?s findings in the audit of the company 2014 financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
which investment units are securities listed on the Stock Exchange, where the net asset value and investment unit value as of the latest business day shall be disclosed to the Stock Exchange within the
. KBank has in place measures to control risks across all processes, from the stage prior to connectivity, during connectivity, and through to the process end. We have assessed the respective credibility
, boosting up margin of the Company Transaction Size The highest value of transaction is based on total value of consideration, equaling 5.67% with reference to the latest audited consolidated financial
capital. 7. Criteria to Determine the Value of Consideration: The total value of consideration was calculated based on SBITO’s Book Value as of September 30, 2017 which is SBITO’s latest audited financial
to the latest financial statement audited by an auditor; (10) a juristic person having total securities investment of one hundred million baht or more, according to the latest financial statement
) Sourced By : Latest Oldest 1 2 3 4 5 6 7 31/07/2024 SEC participates in “ Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program https://www.sec.or.th