(before the fifth amendment) Section 241 Civil Action Dated 01/04/2020

18,293,713.95 Baht     - a bar from serving as a director or executive in a securities issuing company between 27/04/2024 and 26/02/2027 SEC Act (before the fifth amendment

; - a reimbursement of investigative expenses in an amount of 230,682.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 19/11/2024

inquiry official. SEC Act S.240 (the fifth amendment) Criminal Complaint Filed with an Inquiry Official Dated 30/10/2018

confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units by a management company 1.1 There should be a procedure for account opening and entering into a contract

by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true

the trading of any derivatives contract shall submit to the SEC Office an application for approval of the forms and terms of such derivatives contract via Form 67- 1 together with the evidentiary

Company Limited ("Shia Co.") and Mr. Tarayu Luejiengkam who is an authorized director of Shia Co., proceeded to make a contract to hire Alright Co. for constructing retaining walls and sewers and

("Shia Co.") and Mr. Tarayu Luejiengkam who is an authorized director of Shia Co., proceeded to make a contract to hire Alright Co. for constructing retaining walls and sewers and Shia Co. for

Limited ("Shia Co.") and Mr. Tarayu Luejiengkam who is an authorized director of Shia Co., proceeded to make a contract to hire Alright Co. for constructing retaining walls and sewers and Shia Co