office to confirm the share transfer with a person who was believed not to be the true owner of the trading account, and adding a new contact phone number to the client?s personal profile even though there

person(s)/juristic person(s) Type(s) of securities Securities held before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting

of Securities held after acquisition/disposition Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 I. Person

before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 Number

acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 Number of Units 2

before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 Number

of Securities held after acquisition/disposition Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 I. Person

acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights3 Percentage4 Number of Units 2 Voting rights3 Percentage4 Number of Units 2

of Securities held after acquisition/disposition Number of Units 2 Voting rights 3 Percentage 4 Number of Units 2 Voting rights 3 Percentage 4 Number of Units 2 Voting rights 3 Percentage 4 I. Person

before acquisition/disposition Securities acquired/disposed of Securities held after acquisition/disposition Number of Units 2 Voting rights 3 Percentage 4 Number of Units 2 Voting rights 3 Percentage 4