product regardless of its complexity to high-net-worth individual, in which investors decline to complete the suitability test, providing that intermediaries must be certain that such investor has
therefore advised that the JMT shareholders study the matter in detail, exercise the right to protect their interest, and seek clarification from the company?s management to gather complete information before
complete the review process at the same time, within three to four months from the date of submission. This will enhance market efficiency as the time taken for the issuer to obtain approval to offer its
professional standards to exercise prudence and due care in submitting information and documents to the SEC. The information and documents must be correct and complete without any concealment, deletion or
complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the
business operator to clarify to investors with complete and correct information, or determine that any further advertisements or sales promotions proposed by the business operator will be required to obtain
private power project; (3) The fund may invest in a yet-to-be-complete (greenfield) project at an amount not exceeding 30 percent of the total net asset value of the fund; otherwise, the investment units
circumstance and/or to settle debts. 13. Approved to propose to the 2018 Annual General Meeting of Shareholders to consider and approve the increase of the Company’s registered capital by THB 229,055,854.70
the process of reviewing additional documentation from the Ministry of Energy and we have not been able to conclude any progress. Posting to the company’s Board meeting which came to an agreement that
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by