Maybank Securities (Thailand) Public Company Limited Between 27 October 2020 to 22 February 2021, Maybank Securities (Thailand) Public Company Limited as a Securities brokerage business has sold

VILLA MEDICA (PHUKET) COMPANY LIMITED Between 20 June 2017 – 20 December 2017 VILLA MEDICA (PHUKET) COMPANY LIMITED. have offered newly issued securities in the category of Private placement (PP10

Kannithi Company Limited Kannithi Company Limited offered for sale newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC office which is in

Thanathip Consult Company Limited Thanathip Consult Company Limited offered for sale newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC

Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without

company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.ngm-trading.com to lure the investing public

GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public

Mr. Chanachai Joonjiraporn Mr. Chanachai Joonjiraporn, Chief Executive Officer, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a

Miss Wantana Suk-udom Miss Wantana Suk-udom, Acting Chief Executive Officer, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a

Mr.Phornlert Techarattanopas Mr.Phornlert Techarattanopas colluded with Energy Mahanakhon Company limited ("EMN") and Miss Yaowalug Pukpikul offered to sale EMN stock as a newly issued