trading transactions of a client making orders in the trading room.Investment consultants must keep a full and complete record of all investment advice as well as clients? securities and/or derivatives

collateral placement for a client's KTB securities trading account. Panadda was responsible for the said trading account and she also had a personal relationship with the client who was the account owner. She

the first paragraph, shall be engaged in only if the securities company or its client, as the case may be, is a market maker or a major participating investor under the requirements of such ETF . In

selling under sub clause (2) or (3) of the first paragraph, shall be engaged in only if the securities company or its client, as the case may be, is a market maker or a major participating investor under

company or its client, as the case may be, is a market maker or a major participating investor under the requirements of such ETF. In this regard, the securities company shall comply with the rules as

restructuring negotiations and the proposal for the bondholders' meeting approval to extend the maturity period by additional two years, which constitutes a deferral or modification of the debt repayment

debt restructuring negotiations and the proposal for the bondholders' meeting approval to extend the maturity date by two years, which constitutes a deferral or modification of the debt repayment

electronically on 9 April 2025 at 14.00 hours to consider the following matters:    (1) Granting an exemption from an event of default under the terms and conditions for the bond issuer's modification of debt

case-by-case basis, by the Office, with the primary businesses in line with the primary business in which the mutual fund intends to invest, as specified in the investment policy; “Client” means person

-case basis, by the Office, with the primary businesses in line with the primary business in which the mutual fund intends to invest, as specified in the investment policy; “Client” means person or a