Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
Line "OHKAJHU" and Line "Broker_Aom" : Unlicensed securities and derivatives business (Disclosure Date : 07/10/2025)
applicant personal information - foreign auditor (normal)
Applicant’s personal record and audit firm’s record – fast track
Line อ้างชื่อ HSHGold Futures และ Line อ้างชื่อ Broker_Champ : Unlicensed securities and derivatives business (Disclosure Date : 09/04/2024)
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
Privacy Policy Personal Data Protection Policy for Investment Management The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities