Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the

shareholders must comply with the regulations specified in the Notification of the Capital Market Supervisory Board No. Tor Jor. 34/2551 Re: Application and Approval for Offering for Sale of Warrants and the

misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

several days. When the client ordered to sell the securities actually sold by {A}, he instead sent the selling order for other securities of the client. {A} admitted that job stress caused him to decide to

Mr. Choedchu Sophonpanich During June 25, 2014 - July 25 2014, Mr. Choedchu Sophonpanich, at the time he was holding the position of Chairman of the executive board of directors of Bangkok Life

The CIG board approved the purchase of ordinary shares in OW from Mr. Alex Loo Liat Wah at a purchase price of 180 baht per share, totaling 435 million baht, representing 24.17% of OW’s total issued

Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading

price less than the best bid available on the market by putting through the big lot board or the foreign board. The securities was then resold promptly at the best price available on the main board which

Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board

Bangkok, 3 August 2023 –  SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating