practices on personal data protection in compliance with the Personal Data Protection Act and supporting the issuance of subordinate rules and regulations under the Act which will be effective in 2021
investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour
important opportunity for company executives, management teams, and shareholders to discuss various company matters and address key issues beneficial to the company and shareholders. Mrs. Pornanong
regulatory burdens of the securities issuers. Furthermore, the SEC will also propose business operation guidelines regarding corporate social responsibility and protection for corruption to promote
SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started
continuously conducted to learn of investor behaviors, evaluate knowledge level and satisfaction towards the SEC?s investor protection mechanisms. The feedback so obtained will be beneficial to the SEC?s
securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
Rules in Detail on the Protection and Management of Conflicts of Interest
support for the use of investment tokens as a fundraising tool and the stricter supervision to ensure that digital asset business operators adhere to operating standards and appropriate investor protection