Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders

the 2022 financial statements of STARK. The public can rest assured that the SEC strictly enforces the law within its authority, while also continuously coordinating and monitoring progress with the DSI

} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client

SEC will continue to develop the capital market by exercising our core value of openness, insightfulness, collaboration and integrity. Market participants and stakeholders can rest assured that the SEC

the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to

prepared with the financial advisor. Clause 21 If the SEC Office deems it necessary to visit the place of business or other premises of the Thai government agencies located outside Bangkok Metropolitan Area

rest assured that their investments will contribute to the achievement of carbon neutrality and net zero GHG emissions of Thai listed companies and sustainability-themed bond issuers as well as

own clients. It also aims to ensure that the clients have work systems in place to control and monitor compliance with the relevant regulations;   (2) To require that securities companies put in place

1 | P a g e Pace Development Corporation Public Company Limited 87/2 CRC Tower All Seasons Place, 45th Floor, Unit 4, Wireless Road, Lumpini, Pathumwan, Bangkok 10330 Tel. 66 2 654 3344 Fax. 66 2 654

” takes place every year to recognize government organization that be able to transform itself to be high level digital government and be a role model for other government agencies. SEC as an