(UNOFFICIAL TRANSLATION) (Updated 2017) 2. Background and Details of Applicant Requesting Approval 1. First and last name of the applicant Mr. Ms. Mrs. Others (please specify
Outstanding Domestic Debt สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:25 New Product Prospectus / Filing Sales Report Shelf Approval Outstanding Domestic Debt PP
Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
The Securities and Exchange Commission (SEC) welcomed instructors and students from Financial Engineering Program, School of Science and Technology, University of the Thai Chamber of Commerce, on
The Securities and Exchange Commission (SEC) welcomed the faculty members and students from the Business Administration Program in Business Innovation Management, Faculty of Management Science
SEC has teamed up with the United Nations Development Program (UNDP) and the Global Compact Network Thailand (GCNT) in organizing a seminar titled, “From ESG to SDGs : Integrating SDGs Impact
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) สนับสนุนสมาคมบริษัทจดทะเบียนไทยจัดกิจกรรม TLCA CFO Professional Development Program (TLCA CFO CPD) ครั้งที่ 5/2562 ในการบรรยายเรื่อง “The
The Securities and Exchange Commission (SEC) organized a lecture on “Roles and Mission of the SEC” and “Digital Assets and Safe Investment” for trainees of the Justice Executive Training Program
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement