Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 10. Notification of the Office of the Securities and
, the provision of the Notification of the Office of the Securities and Exchange Commission concerning Criteria, Conditions and Procedures for Approval of Trust Managers and the Operating Procedure shall
Approval for Undertaking Securities Business B.E. 2551 (2008) shall be as per the attachment to this Notification Clause 3. This Notification shall come into force as from 1 June 2008. Notified this 8th day
: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House dated 16 May 2005 shall be repealed. Clause 2. In this Notification, (1) “derivatives
reference. PAGE 2 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating
The CMSB has amended the regulations for granting general approval of registered capital reduction for business operators on the condition that such reduction meets all specified criteria, including
://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5554&SearchNo= Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555 Approval of Appraisal Company and Lead
/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5554&SearchNo= Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555 Approval of Appraisal Company and Lead Appraiser Contributing [ Asset