post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a

Stock Exchange of Thailand On February 25, 2019, the Board of Directors of Humanica Public Company Limited (the Company) No. 2/2019 at 10:30 approved the following significant matters. 1. Approved to call

investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the

recently approved regulations on municipal bond offerings by public sector organizations under the Securities and Exchange Act B.E. 2535 (1992). The regulations, to be effective on January 1, 2015, will

client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

Bangkok, February 21, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved the amendment to rules governing advertisement and sales

IPO approval from the SEC.  Vorapol Socatiyanurak, SEC Secretary-General said that for Thailand to strive forward and compete internationally, development must be driven nationwide. The SEC thus

not been approved by the Office, the company shall state [in the advertisement] that the mutual fund is under the Office’s consideration for approval of establishment and management. Clause 9. In case

fund, as the case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it must also states that “the approval for establishment and management of the ….. (fund

the advertisement indicates that the fund has been approved by the Office, it must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the