from 30 days to 7 days, and the cooling-off period* from 14 days to 3 days; (2) mai/SET listing requirements for LiVEx-listed companies: To require an application for approval, compliance with the
the approved applicant for a public offering of debt securities in a medium term note program (MTN) under the Notification of the Capital Market Supervisory Board Re: Application and Approval for Public
investors’ understanding and assessment of whether the mutual funds meet their investment needs and mitigate the risk of greenwashing. ** The fee exemption applies to the 100,000 Baht application fee for
of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application
securities which come with high application fees and do not answer the need of business operators who wish to provide specific services. The SEC has therefore revised the Ministerial Regulation on Securities
Bangkok, June 16, 2011 ? The SEC revokes its approval for status of an approved auditor in the capital market in case of Somchai Kurujitkosol and will not consider his application for approval for
Bangkok, September 26, 2011 ? The SEC revokes its approval for status of an approved auditor in the capital market in case of Jadesada Hungsapruek and will not consider his application for approval