the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the
3 February 2020 respectively due to the Company and the Independent Financial Advisor are still preparing significant information and documents resulting that information and documents will not be
convertible securities by the persons under I to III - - - - - Total - - 6. Name of the tender offer preparer: TMB Bank Public Company Limited 7. Name(s) of other advisor(s) (if any): The Capital Law Office
). “derivatives business” means the undertaking to provide services as the following: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other
company. Clause 2. A securities company may appoint or allow another securities company’s executive to be or perform duty as its executive or advisor upon being granted approval from the Office on condition