fees would not be required. Nevertheless, to be qualified, SMEs and startups must meet specific requirements, such as: 1. File the registration statement to disclose company information
-making. Any entity wishing to operate a digital asset business must obtain an approval from the Minister of Finance and meet the SEC requirements regarding, for example, adequate sources of capital
Finance and meet the SEC requirements regarding, for example, having adequate capital and putting in place measures to appropriately address cybersecurity issues. The approved operator must also conduct
and whose shares are primarily listed on the main market of an exchange in jurisdictions which are signatories to the MOU. Where corporations satisfy the requirements set out in the Framework
(“foreign active ETF”) ที่กองทุนรวมฟีดเดอร์(feeder fund)1 หรือกองทุนรวมหน่วยลงทุน (fund of funds)2ꃂ㰀⼀猀甀瀀㸀䐀ᜎ∎䐎ᬎ┎ᜎ㠎ᤎ䈀ᐎ∎ᬎㄎࠎࠎ㠎ᨎㄎᤎᨎ⌎㐎⤎ㄎᜎࠎㄎᐎĎ㈎⌎Ďⴎᜎ㠎ᤎ⠎ᰀᨠ⌎㐎⤎ㄎᜎࠎㄎᐎĎ㈎⌎ᴎ⤠ ᔀ䤎ⴎᔎ㐎ᐎᔎ㈎ℎĎ㈎⌎Ў✎ᨎЎ㠎ℎⴎㄎᔎ⌎㈎⨎䠎✎ᤎᐎㄎ
complied with requirements in this Notification. Clause 4. Securities company shall not be allowed to provide trading service for units of foreign collective investment scheme except where the following
Clause 4 The SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case of having complied with such guideline, it shall be deemed
e-service Online Submission See canceled document Securities Borrowing and Lending >> Reporting & Notification Requirements (section 109) Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Derivatives Agent >> Reporting Requirements Type Title Section See Document Status Notified Date Effective Date 1. Circular SEC. Nor Por. (Wor