. (IT).With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during January 31 - February 4, 2013, Pantipa, IT financial controller, had sold 374,440 IT shares through
? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
Mr. Ekkamon Chuntori On 22 August 2012, Mr. Ekkamon Chuntorii assisted or facilitated for Mr. Surasak Chuntori in allowing him to use his trading account to purchase 75,000 Siam Global House Public
Mr. Neil Callard. Mr. Neil Callard. - as Account Manager, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice and management to earn tax
the financial statements, the 2nd quarter of 2017, had a net loss of amount of 90.40 millions bath. During 14 to 26 July 2017, Mrs. Phenchan sold shares of AMC amount of 1,000,000 shares in the Mr
. Subsequently Mrs. Thiphawan purchased TRUBB shares by using her securities trading account on 8 May 2017 before TRUBB disclosed the inside information in the financial statements and reports of the 1st quarter
. Subsequently Mr. Atthawit purchased TRUBB shares by using his securities trading account during 24 March to 5 May 2017 before TRUBB disclosed the inside information in the financial statements and reports of
increase of the net profit in the financial statements of 2017, by allowing Ms.Chantip to use her securities’ s trading account to purchased Univanich Palm Oil Public Company Limited (UVAN) shares in such a
information about an increase of the net profit in the financial statements of Q2/2018. Subsequently, on 25 June 2018 to 17 July 2018, Mr. Pongsak colluded with Miss Nontiya Ponlawat to commit offense in using