Complex Type 2 Investment Consultant
16 16 16 Capital Market Investment Consultant 0 0 0 0 0 0 0 0 0 0 0 0 Securities Investment Consultant 3 3 3 3 3 3 3 3 3 3 3 3 Fund Investment Consultant 204 204 204 204 204 204 204 204 204 177 177 177
investment consultant, the SEC received complaints from several clients of Bualuang Securities Public Company Limited and conducted further investigation which revealed that {A}, a capital market investment
Bangkok, April 27, 2016 ? The SEC has revoked approval as securities investment consultant of three employees of AIA Co., Ltd., namely (1) Atcmima Pattanapinyokul, (2) Laddawan Preechasiriratna, and
} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used