Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are
, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
price of the JAS stock rose before {A} sold JASH16 Futures contracts and gained benefits from the transaction.{A} also learned from the Board's meeting invitation that on 7 March 2016 the Board would
acceptance of financial assistance from a related company, despite the transaction had a major impact on the applicant?s business operation.Weerawat?s actions as financial advisor supervisor while working with
permitting the company to pay 45 million baht deposit for purchasing shares of a company higher than actual value, with evidence to believe that the beneficiary of the transaction was Ratchasak.As the said
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
to raise fund and borrow for investment expansion by the end of 2013.In consummating the conversion of a fund, the unitholders? meeting must approve the transaction with a majority vote of total
} had informed the client the trading results via email while RHB OSK Securities (Thailand) Plc. had sent trading transaction confirmations, statements of cash, collateral settlement, and credit balance
transaction is considered commercially viable, the price of AJP shares to be issued for share swap at 8 baht per share is not appropriate. The said view coincided with the opinion expressed by the independent
, particularly transaction payment rules that specify direct payments to securities firms only, and in case of check payments, they must be endorsed to the securities companies. Transferring money to personal bank