Issuer Name of Acquisitor/Dispositor Search by Date Transaction Date Published Date Date From To Reports on Acquisition or Disposition of Securities (Form 246-2) ( 8 record(s) found) Name of
Issuer Name of Acquisitor/Dispositor Search by Date Transaction Date Published Date Date From To Reports on Acquisition or Disposition of Securities (Form 246-2) ( 7 record(s) found) Name of
Issuer Name of Acquisitor/Dispositor Search by Date Transaction Date Published Date Date From To Reports on Acquisition or Disposition of Securities (Form 246-2) ( 11 record(s) found) Name of
check the transaction before executing it for the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The
, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the
derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker
other parties related to the transaction. When applying to Real Estate Investment Trusts (REITs), the regulations will make clear that REIT manager is responsible for disclosure of information on REITs
capital shares which would be considered a related transaction whereby the offer price is lower than the market price, and a waiver of tender offer to acquire all shares is requested, before exercising
or giving any advice to the client, he signed such selling order form in the capacity of an investment consultant. In addition, he neither examined the transaction nor requested for additional
existing shareholders of the Company according to the proportion of shareholding (Rights Offering). The acquisition of IGE's ordinary shares is an acquisition of assets with a total transaction size equal to