are comparable to this Notification. Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk
Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to prevent the use of securities
. (Unofficial Translation) - 3 - Chapter 1 Risk Management System ______________________________ Clause 4. Securities company must have in place written policies and procedures concerning risk management to
as per forms and procedures provided in the electronic system in the web site of the Office. The Office shall grant an approval upon the fulfilment of the following conditions: (1) the applicant have
following conditions: (1) the applicant have qualifications as prescribed under Clause 7; (2) the applicant does not have any prohibited characteristics under Clause 8, and (3) the applicant has paid for the
juristic person, the directors or partners of such juristic person shall also not have the prescribed prohibited characteristics thereof; **(4) having sufficient readiness for providing services and ensuring
Person to Be Major Shareholder, mutatis mutandis. In this regard, in case such person is a juristic person, the directors or partners of such juristic person shall also not have the prescribed prohibited
term, the 700MHz can also be deployed on the existing 4G network for more efficient investment. Consequent to the 700MHz allocation, the term payments of the 900MHz have been extended until 2025, as
-month period compared to the same period of a year earlier. The main reasons was the weaken sales due to seasonal factors together with the impact of trade wars that have the broad impact on Thailand's