client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that {A} submitted securities trading orders before notifying a
information of Montri Fund scheme and fund prospectus, the SEC probed into the case and found that he inaccurately specified the age of a building purchased by Montri Fund which was, in fact, many years older
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
his dividend payment unless his securities were transferred to another person?s account. She then transferred the client?s five stocks worth 5 million baht at the time into her own account and three
by commercial banks and banks established under specific laws, but limited to those with investment grade* credit rates or support rating**, as the case may be, including government-guaranteed banks
requirements. In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)'s electronic system while the original may be filed with the SEC later. (3) Investor contacts
requirements. In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)?s electronic system while the original may be filed with the SEC later. (3) Investor contacts
Agriculture Futures Trading Commission (AFTC) (in case of agricultural futures). The licensee list can be viewed at the SEC's website: www.sec.or.th and the AFTC's website: www.aftc.or.th. To report any
investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from
. 2568 (2025) (Amended Ministerial Regulation on Share Repurchase). One of the key amendments introduced under the regulation is an extension of the disposal period for repurchased shares in the case of