management of the clients’ assets within sixty days as from the date when the intermediary becomes under receivership by court order. Upon completion of proceedings as prescribed in this Notification, the SEC
September 2017 Subject: Notification of the Board of Directors No.8/2017 and the date of the Extraordinary General Meeting of Shareholders No. 1/2017 To: The President The Stock Exchange of Thailand Enclosure
the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26. In the case where the mutual fund management company has been given
an application for an approval to amend mutual fund management scheme to the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26
management scheme to the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26. In the case where the mutual fund management company has been
, 2015. During such period, both executives are barred from performing duties as management and advisor to the company or working in any other capacity within the scope of duties of capital market
working in any other capacity within the scope of duties of capital market personnel. The said actions of both executives were in violation of Section 283 of the SEA, which was the result of the company
details regarding the issues within this notification. This is to allow the clarification in practice and to allow the SEC Office to audit those practices. Clause 29. In case where it appears to the SEC
/1 17 Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the