period of one year from the publication date, i.e., May 28, 2020, to allow for the establishment of agencies responsible for enforcement of the law. 10. Revenue Code Amendment Act (No. 52) B.E. 2562 (2019

in enhancing PVD members? potential and promoting the industry's development as a whole. In addition, the Investment Governance Code (I Code) is a key factor for considering the entrants

representative in Thailand Information as of XX XX XXXX Name of the ARFP Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and

Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and strategy Calendar year performance and benchmarks over the past

local representative in Thailand Information as of XX XX XXXX Name of the ASEAN CIS Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation

unauthorised person for access risk, integrity risk of information or the compliance of computer. For the preventing of trespass via the system have an objective for preventing person, virus other malicious code

company operate business inconsistent namely trading securities system was damaged and unable to operate in the normal condition etc. or an effect causing harm to the customer’s information or customer’s

above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate

. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing

share TDR TSR Warrant Mutual Fund Token Digital for investment Token Digital for unavailable use Issuer / Underlying / Securities Fund Abbr. Name ISIN / ThaiBMA Code Offering Type Issuance Type Feature