10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a
the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
consumer protection and customer privacy, taking into account the changing customer expectations for greater convenience and speediness over omni-channel. Beyond the above strategies, we focus on proactive
more than 20%. It shall not be lower than the Book Value and the company shall inform the investors no less than 7 days before AGM. The record date shall be May 12, 2020. 4.2 Issuance of warrant at the
of net book value of digital television license payable and net book value of the license amounting to Baht 429.91 million (the digital television license payable of Baht 447.20 million and deducted of
of net book value of digital television license payable and net book value of the license amounting to Baht 429.91 million and adjusted amortisation from the remaining of net book value of the license
following prices: (1) the weighted average price with a further discount of not more than 10 percent*; (2) the book building price; (3) the appraisal price by the financial