2025, as requested by derivatives brokers on the previous business day, from doing so within the specified timeframe. In such case, derivatives brokers must follow up with their clients to ensure that
(SCGP), and Thai Oil Public Company Limited (TOP).In addition, Thai listed companies achieve the highest average score of 103.83 points in ASEAN, increasing from the previous 2021 assessment, which was
extension of the investigation aimed at taking further action against those involved in wrongdoing, following the SEC’s previous complaint against the persons colluding or being involved in the fabrication of
implementing the Principles.- This webinar is built on the previous one on the topic, “Getting Started in Responsible Investment: An Introduction to Key Concepts, Practices and the PRI for Thai Market
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
previous assessment, which was 96.60 points.Ms. Ruenvadee Suwanmongkol, Secretary-General, the Securities and Exchange Commission (SEC), said: “With the increasing importance of sustainability and digital
client's previous investment. The trigger fund later incurred loss to the client. The SEC has suspended {C} as a securities investment consultant and banned her from performing duties as a branch manager for
Secretary-General said that the SEC?s 2015 strategic plan will keep continuing the efforts in the previous years and be more responsive to global megatrends and the implications to the capital market in the
considered key performance indicators used by operators in the same industry, in the amount of Baht 19,732.20 million, increased by Baht 3,163.1 million or 16.03% from the previous year while the Net Profit