Securities and Exchange Commisison No. Sor Thor. 12/2567 Re: Rules, Conditions and Procedures for Application or Notification through Electronic Methods (No. 3), dated 22 April 2024: https
Pornanong Budsaratragoon said: “Accessing the SEC Check First app through the Citizen Portal further facilitates and provides an additional channel for investors and the public to verify individuals, products
Center via Hotline 1207 or through SEC Office Facebook Page or SEC Live Chat on the SEC website for further in-depth investigation.______________________ Remark: * SEC News No. 125/2021 headlined
or the application “SEC Check First”.Any signs and clues of suspicious activity can be notified through the “SEC Help Center”, Tel. 1207, or Facebook page “SEC Office” or SEC Live Chat on the SEC
disclosed this insider information to the SET on 10 November 2021, at 19:09 hours, resulting in his benefit from the increase in SVI’s stock value after the information was made public through the SET.Mr
; (3) Information disclosure and risk warnings according to (1) and (2) above shall be disseminated, at least through DA operators’ websites and applications (if any), communicated to all clients, and
baht as specified to the counterparty. According to the evidence, the counterparty had already repaid the 30 million baht to WORLD through Ms. Hongsri and Mr. Chiyachantana. However, there was no proof
investors in deciding to transact with the members so that the relevant persons would receive adequate, up-to-date and equal information through convenient and accessible channels.Remark: * The two
closely with SEC Thailand to develop initiatives to foster exchanges between participants from both markets. We treasure very much the relationships and we hope that through our joint efforts, we can help
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other